AML Compliance Fundamentals Regulatory Compliance Essentials
by [Humphrey, M.L.]
$18.89
Description
In this book M.L. Humphrey draws upon twenty years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance requirements, with a particular focus on customer identification and suspicious activity monitoring and reporting.
This book is meant to be a high-level overview of AML compliance requirements, which means it focuses on the general concepts behind the regulations as opposed to any specific industry- or country-level regulations or any specific suspicious activity fact patterns. But the book should give a strong foundation for understanding those industry- or country-level requirements.
Product Details
- M.L. Humphrey Brand
- Oct 11, 2022 Pub Date:
- 9781637440728 ISBN-13:
- 1637440723 ISBN-10:
- 117.0 pages Paperback
- English Language
- 8 in * 0.27 in * 5.25 in Dimensions:
- 0 lb Weight:
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